Intellectual Property and Environment

Books

Abbott, Frederick M. International Intellectual Property in an Integrated World Economy, (New York, NY: Aspen Publishers/Wolters Kluwer, 2007).

Agrawala, Shardul (ed.) Bridge Over Troubled Waters: Linking Climate Change and Development OECD Environment Directorate, 2005.

Agrawala, Shardul and Fankhauser, Samuel, Economic Aspects of Adaptation to Climate Change: Costs, Benefits and Policy Instruments (Paris: OECD, 2008.)

Andreassen, Bard A., and Marks, Stephen P. (eds.) Development as a Human Right: Legal, Political, and Economic Dimensions (Cambridge: Harvard University Press,2006.)

Baumert, Kevin A.et al Navigating the Numbers: Greenhouse Gas Data and International Climate Policy, World Resources Institute 2005. Available at: http://archive.wri.org/publication_detail.cfm?pubid=4093

Bellman, Christophe Trading in Knowledge: Development Perspectives on TRIPS, Trade and Sustainability, (London: Earthscan Publications, 2003).

Bernasconi-Osterwalder, Nathalie et al., Environment and Trade: A Guide to WTO Jurisprudence (London: Earthscan, 2006).

Correa, Carlos, Integrating Public Health Concerns into Patent Legislation in Developing Countries (Geneva: South Centre, 2000)

Correa, Carlos M. Trade Related Aspects of Intellectual Property Rights: A Commentary on the TRIPS Agreement, (Oxford: Oxford Univ. Press, 2007).

Deere, Carolyn, The Implementation Game: The TRIPS Agreement and the Global Politics of Intellectual Property Reform in Developing Countries (Oxford: Oxford University Press, 2008)

Drahos, Peter Global Intellectual Property Rights: Knowledge, Access and Development, (New York: Palgrave Macmillan, 2002)

Gad, Mohamed Omar Representational Fairness in WTO Rule Making: Negotiating, Implementing, and Disputing the TRIPS Pharmaceutical-related Provisions, (London: British Institute of International and Comparative Law, 2006).

Gervais, Daniel The TRIPS Agreement: Drafting History and Analysis, (London: Sweet & Maxwell, 2003)

Gervais, Daniel Intellectual Property, Trade and Development: Strategies to Optimize Economic Development in a TRIPS-Plus Era, (Oxford: Oxford University Press, 2007).

Hoekman, Bernard Global Integration and Technology Transfer, (Basingstoke, UK; New York: Palgrave Macmillan; Washington, D.C.: World Bank, 2006)

IEA, Energy Technology Perspectives 2010: Scenarios and Strategies to 2050, (Paris: IEA/OECD, 2010).

IEA, Energy Technology Perspectives 2012: Pathways to a Clean Energy System (Paris: IEA/OECD 2012). Available at: www.iea.org/etp

IPCC, Climate Change 2007: Synthesis Report. Contribution of Working Groups I, II and III to the Fourth Assessment Report of the Intergovernmental Panel on Climate Change [Core Writing Team, Pachauri, R.K and Reisinger, A. (eds.)]. (Geneva: IPCC, 2007)

Maskus, Keith & Jerome Reichman (eds.) International Public Goods and Transfer of Technology under a Globalized Intellectual Property Regime, (Cambridge: Cambridge University Press, 2005).

Maskus, Keith & Carsten Fink (eds.) Intellectual Property and Development: Lessons from Recent Economic Research (Washington D.C.: World Bank, 2005).

May, Christopher and Susan Sell Intellectual Property Rights: A Critical History (Lynne Rienner Publishers, 2005).

National Science Board Science and Engineering Indicators 2012 (Arlington VA: National Science Foundation, 2012). Available at: http://www.nsf.gov/statistics/seind12/start.htm.

OECD (2011), Invention and Transfer of Environmental Technologies, OECD Studies on Environmental Innovation, OECD Publishing.

http://dx.doi.org/10.1787/9789264115620-en

Ostergard, Robert L. The development dilemma: the political economy of intellectual property rights in the international system, (New York: LFB Scholarly Pub., 2003).

Patel, S. et al. (eds.), International Technology Transfer: The Origins and Aftermath of the United Nations Negotiations on a Draft Code of Conduct, Kluwer, 2001. A 1985 version of the Draft International Code of Conduct on the Transfer of Technology is available at http://stdev.unctad.org/compendium/documents/totcode%20.html 

Pauwelyn, Joost Conflict of Norms in Public International Law – How WTO Law Relates to Other Rules of International Law (Cambridge: Cambridge University Press 2003).

Penrose, Edith Tilton The Economics of the International Patent System, (Baltimore: Johns Hopkins Press, 1951).

Rao, Medury Bhaskara Understanding TRIPS: Managing Knowledge in Developing Countries, (New Delhi: Response Books; Thousand Oaks, CA: Sage Publications, 2003)

Rimmer, Matthew, Intellectual Property and Climate Change: Inventing Clean Technologies” (London: Edward Elgar, 2011)

Roffe, Pedro Negotiating Health: Intellectual Property and Access to Medicines, (London; Sterling, VA: Earthscan, 2006).

Sinjela, Mpazi Human Rights and Intellectual Property Rights: Tensions and Convergences, (Leiden & Boston: Martinus Nijhoff Publishers, 2007).

Smith, D. Mark Just One Planet: Poverty, Justice, and Climate Change Practical Action Publishing, 2006.

Stern, Nicholas et al. The Economics of Climate Change: The Stern Review (Cambridge: Cambridge University Press, 2007)

Weeramantry, C.G. (ed.) Human Rights and Scientific and Technological Development The United Nations University Press, 1990. Available at: http://www.unu.edu/unupress/unupbooks/uu06he/uu06he00.htm

Wilkins, Gill Technology transfer for renewable energy: overcoming barriers in developing countries (London: Earthscan, 2002).

Reports, Chapters and Articles

Abbott, Frederick M “Innovation and Technology Transfer to Address Climate Change:

Lessons  from  the  Global  Debate  on  Intellectual  Property  and  Public  Health”,  ICTSD’s  Programme  on  IPRs and Sustainable Development, Issue Paper No. 24, International Centre for Trade and Sustainable Development, Geneva, Switzerland, 2009.

Abbott, Frederick “WTO Dispute Settlement Practice Relating to the Agreement on Trade-Related Intellectual Property Rights” in Ortino, F. and E.U. Petersmann (eds.) The WTO Dispute Settlement System 1995-2003 (Amsterdam: Kluwer Law International, 2004)

Adger, W N, Paavola, J, and Huq, S. “Towards Justice in Adaptation to Climate Change” In Adger, W N, Paavola, J, Huq, S and Mace, J. (eds) Fairness in Adaptation to Climate Change (MIT Press, 2006)

Adger, W.N. et. al, “Assessment of adaptation practices, options, constraints and capacity” in in M.L. Parry et. al. (Eds.) Climate Change 2007: Impacts, Adaptation and Vulnerability. Contribution of Working Group II to the Fourth Assessment Report of the Intergovernmental Panel on Climate Change, (Cambridge: Cambridge University Press, 2007). Available at http://www.ipcc.ch/ipccreports/ar4-wg2.htm

Akers, Darnita York and Sencer Ecer “The TRIPS Agreement and its Effects on R&D Spending of US-Owned Multinational Enterprises in Developing Countries” Journal of World Trade Vol. 43, No. 6 (2009).

Alam, Shawkat “Trade Restrictions to Multilateral Environmental Agreements: Developmental Implications for Developing Countries” Journal of World Trade Vol. 45, No. 1 (2007).

Arrow, Kenneth J. et.al. , “Are We Consuming Too Much?” 18 Journal of Economic Perspectives 147 (2004).

Avato, Patrick and d’Entremont Coony, Jonathan “Accelerating Clean Energy Technology Research, Development, and Deployment: Lessons from Non-energy Sectors” World Bank Working Paper No. 138, World Bank, 2008. Available at: http://www.esmap.org/filez/pubs/78200895253_accelerating_clean_energy.pdf

Baer, Paul, Tom Athanasiou, and Sivan Kartha The Right to Development in a Climate Constrained World Heinrich Böll Foundation, 2007. Available at http://www.boell.de/ecology/climate-energy-966.html

Baer, Paul, Tom Athanasiou, and Sivan Kartha, “Revised Executive Summary” to The Right to Development in a Climate Constrained World, Heinrich Böll Foundation, June 2008. Available at http://www.ecoequity.org/GDRs/GDRs_ExecSummary.pdf

Barton, John “New Trends in Technology Transfer: Implications for National and International Policy”, Issue Paper No. 18, ICTSD February 2007. Available at http://www.iprsonline.org/resources/docs/Barton%20-%20New%20Trends%20Technology%20Transfer%200207.pdf  (last visited May 25, 2012)

Barton, John “Intellectual Property and Access to Clean Energy Technologies in Developing Countries An Analysis of Solar Photovoltaic, Biofuel and Wind Technologies” Trade and Sustainable Energy Series, Issue Paper No. 2, ICTSD December 2007. Available at: http://www.trade-environment.org/page/ictsd/projects/BARTON_DEC_2007.pdf

Bazilian, Morgan et. al. “Measuring Energy Access: Supporting a Global Target” Columbia University Earth Institute, 2010.

Bollyky, Thomas “Intellectual Property Rights and Climate Change: Principles for Innovation and Access to Low-Carbon Technology” CGD Notes, Centre for Global Development, December 2009.

Bradbrook, Adrian J. and Gardam, Judith Gail “Placing Access to Energy Services within a Human Rights Framework” Human Rights Quarterly – Volume 28, Number 2, May 2006, pp. 389-415.

Branstetter, Lee et. al. “Do Stronger Intellectual Property Rights Increase International Technology Transfer? Empirical Evidence from U.S. Firm-Level Data,” Quarterly Journal of Economics, vol. 121, 321-349 (2006).

Burleson, Elizabeth “Energy Policy, Intellectual Property and Technology Transfer to Address Climate Change” Transnational Law and Contemporary Problems, Volume 18, Number 1, Fall 2008. Available at: http://ssrn.com/abstract=1159217

Burleson, Elizabeth “The Bali Climate Change Conference” American Society of International Law Insights, Vol. 12, No. 4, March 17, 2008. Available at: http://ssrn.com/abstract=1107667

Burleson, Elizabeth “A Climate of Extremes: Transboundary Conflict Resolution” Vermont Law Review, 2007 Available at: http://ssrn.com/abstract=1017003

Burleson, Elizabeth “Multilateral Climate Change Mitigation” University of San Francisco Law Review, Vol. 41, p. 373, 2007. Available at: http://ssrn.com/abstract=982763

Carroll, Michael “One Size Does Not Fit All: A Framework for Tailoring Intellectual Property Rights” 70 Ohio St. L.J. 1361 (2009).

Chandra, Vandana (ed.) “Technology, Adaptation, and Exports: How Some Developing Countries Got It Right” World Bank 2006. Available at: http://www.gsm.mq.edu.au/facultyhome/john.mathews/World%20Bank%202006%20Technology%20Adaptation%20and%20Exports.pdf

Chapman, A. “Development of Indicators for Economic, Social and Cultural Rights: The Rights to Education, Participation in Cultural Life and Access to the Benefits of Science,” in Donders Y. and Volodin V. (eds) Human Rights in Education, Science and Culture: Legal Developments and Challenges, UNESCO 2007.

Chapman, Audrey R. “Approaching Intellectual Property as a Human Right: Obligations Related to Article 15(1)(c)” UN Doc. E/C.12/2000/12, 3 October 2000. Available at: http://shr.aaas.org/article15/Reference_Materials/E_C.12_2000_12_Eng.pdf

Chapman, Audrey R., “A Human Rights Perspective on Intellectual Property, Scientific Progress and Access to the Benefits of Science,” in WIPO Intellectual Property and Human Rights World Intellectual Property Organization, 1999 pp. 127-68. Available at: http://shr.aaas.org/article15/Reference_Materials/Chapman_1999_IP%20and%20scientific%20progress.pdf

Chowdhury, Anwarul K. et al. “The Impact of Climate Change on Least Developed Countries and Small Island Developing States” Report, United Nations Office of the High Representative for the Least Developed Countries, Landlocked Developing Countries And Small Island Developing States, June 2007. Available at: http://www.iied.org/CC/documents/ClimateChangeReportFinal.pdf

CIEL “ICHRP Feasibility Study: Climate Change, Technology Transfer and Human Rights” Center for International Environmental Law, 2009. Available from CIEL on request.

Condon, Bradley, “Climate Change and Unresolved Issues in WTO Law” 12 J. Int’l Econ. L. 895 (2009).

Commission on Intellectual Property Rights, Innovation and Public Health “Public health, innovation and intellectual property rights: report of the Commission on Intellectual Property Rights, Innovation and Public Health” Geneva: WHO (2006). Available at: http://www.who.int/intellectualproperty/documents/thereport/ENPublicHealthReport.pdf

Confalonieri, U. et. al., “Human Health”, in M.L. Parry et. al. (Eds.) Climate Change 2007: Impacts, Adaptation and Vulnerability. Contribution of Working Group II to the Fourth Assessment Report of the Intergovernmental Panel on Climate Change, (Cambridge: Cambridge University Press, 2007). Available at http://www.ipcc.ch/ipccreports/ar4-wg2.htm

Coninck  H. de, et al “Technology Transfer in the Clean Development Mechanism” 7 Climate Policy 444 (2007).

Copenhagen Economics and the IPR Company “Are IPR a Barrier to the transfer of Climate Change Technology?” Study Commissioned by European Commission DG Trade, January 2009. Available at: http://trade.ec.europa.eu/doclib/docs/2009/february/tradoc_142371.pdf

Cordes-Holland, Owen “The Sinking of the Strait: The Implications of Climate Change for Torres Strait Islanders’ Human Rights Protected by the ICCPR” ANU College of Law Research Paper No. 08-06 October 31, 2007

Available at: http://ssrn.com/abstract=1129087

Correa, Carlos M. “The TRIPS Agreement: How Much Room for Maneuver?”, (2001) 2 Journal of Human Development 79.

Correa, C. “Intellectual Property and Competition Law: Exploration of Some Issues of Relevance to Developing Countries, ICTSD IPRs and Sustainable Development Programme  Issue Paper

No. 21, International Centre for Trade and Sustainable Development, Geneva, Switzerland. 2007.

Cosbey, Aaron et al., “Which Way Forward? Issues in Developing an Effective Climate Regime after 2012” International Institute on Sustainable Development, 2005. Available at

http://www.iisd.org/pdf/2005/climate_which_way_forward.pdf.

Craig, Robin Kundis, “A Public Health Perspective on Sea-Level Rise: Starting Points for Climate Change Adaptation” (forthcoming) Widener Law Review, Vol. 15, No. 2, 2009

Available at: http://ssrn.com/abstract=1119563

Crespi, R. S. and J. Straus “Intellectual Property, Technology Transfer and Genetic Resources: An OECD Survey of Current Practices and Policies” OECD 1996). Available at: http://www.oecd.org/dataoecd/60/11/1947170.pdf


Dasgupta, Susmita et al. “The Impact of Sea Level Rise on Developing Countries: A Comparative Analysis” World Bank Policy Research Working Paper No. 4136, February 1, 2007. Available at SSRN: http://ssrn.com/abstract=962790

Davis, Kevin E., “Regulation of Technology Transfer to Developing Countries: The Relevance of Institutional Capacity” Law & Policy, Vol. 27, No. 1, pp. 6-32, January 2005. Available at: http://ssrn.com/abstract=639770

Dechezleprêtre, A. et. al. “Invention and Transfer of Climate Change–Mitigation Technologies: A Global Analysis” 5 Rev Environ Econ Policy 109 (2011).

Derclaye, Estelle, ‘Intellectual Property Rights and Global Warming’, 12 J. Marshall  Rev.  Intell. Prop.  L.  263  (2008). Available at SSRN: http://ssrn.com/abstract=1016864

Derclaye, Estelle ‘Not Only Innovation but also Collaboration, Funding, Goodwill and Commitment:  Which Role for Patent Laws in Post-Copenhagen Climate Change Action’, 9 J. Marshall  Rev.  Intell. Prop.  L.  657  (2010).

Dernbach, John “Sustainable Development: Now More than Ever “ 32 ELR 10004 (2002)

Domingos,  Nicole de Paula “The Interface between Climate Change and Trade Regimes through the Eyes of Brazil” 6 Fla. A & M U. L. Rev. 239 (2010-2011).

Driffield et. al “The multinational enterprise as a source of international knowledge flows: Direct evidence from Italy” 41 Journal of International Business Studies 350 (2010).

Elzinga, David et al. “Advantage Energy: Emerging Economies, Developing Countries and the Private-Public Sector Interface” International Energy Agency Information Paper, September 2011.

Dernbach, John C. “Energy Efficiency and Conservation as Ethical Responsibilities: Suggestions for IPCC Working Group III” Paper presented at Side-Event, Ethical Dimensions of Climate Change: Looking at the Work of the IPCC, at the Conference of the Parties to the U.N. Conference on Climate Change in Bali, Indonesia, December 14, 2007. Available at: http://ssrn.com/abstract=1089423

Drumbl, Mark “Poverty, Wealth, and Obligation in International Environmental Law” Washington & Lee Public Law and Legal Theory Research Paper Series, Working Paper No. 01-19, September 2001 (Tulane Law Review, Vol. 76, No. 4, Winter 2002)

Available at: http://ssrn.com/abstract=283204

Easterling, W.E. at al., “Food, fibre and forest products” in M.L. Parry et. al. (Eds.) Climate Change 2007: Impacts, Adaptation and Vulnerability. Contribution of Working Group II to the Fourth Assessment Report of the Intergovernmental Panel on Climate Change, (Cambridge: Cambridge University Press, 2007). Available at http://www.ipcc.ch/ipccreports/ar4-wg2.htm

Farber, Daniel A. “Basic Compensation for the Victims of Climate Change” University of California, Berkeley Public Law Research Paper No. 954357, December 1, 2006.

Available at: http://ssrn.com/abstract=954357

Foray,  Dominique, “Technology  Transfer  in  the  TRIPS  Age:  the  Need  for  New  Types  of Partnerships between the Least Developed and Most Advanced Economies” ICTSD Programme on IPRs and Sustainable Development, Issue Paper No. 23, International Centre for Trade and Sustainable Development, Geneva, Switzerland (2009).

Garrison, C. “Exceptions to Patent Rights in Developing Countries” ICTSD Issue Paper No. 17 (August 2006). Available at: www.unctad.org/Templates/Download.asp?docid=7236&lang=1&intItemID=3423

GEF “Operational Guidelines for the Implementation of the Incremental Cost Principle” GEF/C.31/12, May 14, 2007, available at: http://www.thegef.org/gef/sites/thegef.org/files/documents/C.31.12%20Operational%20Guidelines%20for%20Incremental%20Costs.pdf

GEF “Note on Issues related to Intellectual Property Rights” GEF/C.13/Inf.14, December 1, 2009 (first issued for GEF Council Meeting, May 5 – 7, 1999.). Available at: http://www.thegef.org/gef/sites/thegef.org/files/documents/GEF.C.13.Inf_.14.pdf

Glachant, Matthieu et al. “The Clean Development Mechanism and the International Diffusion of Technologies: An Empirical Study” FEEM Working Paper No. 105, December 2007. Available at: http://ssrn.com/abstract=1077151

Goklany, Indur M. “Applying the Precautionary Principle to Global Warming” Weidenbaum Center Working Paper No. PS 158 November 2000. Available at: http://ssrn.com/abstract=250380

Guadamuz, Andres L., “The Future of Technology Transfer in the Global Village” . Journal of World Intellectual Property, Vol. 3, No. 4, pp. 589-602, 2000 Available at: http://ssrn.com/abstract=569108

Gueret, Thomas “International Energy Technology Collaboration and Climate Change Mitigation: Case Study 3:  Appliance Energy Efficiency” (COM/ENV/EPOC/IEA/SLT(2005)3) OECD Environment Directorate /International Energy Agency, 2005.

Hall, Bronwyn H. and Christian Helmers “The Role of Patent Protection in (Clean/Green) Technology Transfer”   26 Santa Clara Computer & High Tech. L.J. 487 (2009-2010).

Helfer, Laurence “Toward a Human Rights Framework for Intellectual Property” University of California Davis Law Review Volume 40, No.3,  pp 971-1021 (2007). Available at: http://lawreview.law.ucdavis.edu/issues/Vol40/Issue3/DavisVol40No3_Helfer.pdf

Heinzerling, Lisa “Climate Change, Human Health, and the Post-Cautionary Principle” Georgetown Public Law Research Paper No. 1008923, September 2007.

Available at: http://ssrn.com/abstract=1008923

Hoekman, Bernard, Keith E. Maskus, and Kamal Saggi, “Transfer of Technology to Developing Countries: Unilateral and Multilateral Policy Options” World Bank Policy Research Working Paper No. 3332. June 1, 2004.Available at: http://ssrn.com/abstract=610377

Hodas, David and Mumma, Albert, “Designing a Global Post-Kyoto Climate Change Protocol that Advances Human Development” Widener Law School Legal Studies Research Paper No. 08-67 May 20, 2008 (Georgetown International Environmental Law Review Forthcoming 2008).

Available at: http://ssrn.com/abstract=1162770

Humphreys, Stephen “Climate Change and Human Rights: A Rough Guide” International Council for Human Rights Policy 2008. Available at: http://www.ichrp.org/files/reports/36/136_report.pdf

Hutchison, Cameron J. “Does TRIPS Facilitate or Impede Climate Change Technology Transfer into Developing Countries?” 3 University of Ottawa Law & Technology Journal, 517-537, (2006). Available at: http://ssrn.com/abstract=1019365

Imperial College Centre for Energy Policy and Technology “Assessment of technological options to address climate change: A report for the prime minister’s strategy unit” Centre for Energy Policy and Technology, Imperial College London, 2002. Available at: http://www3.imperial.ac.uk/portal/pls/portallive/docs/1/7294718.PDF

International Climate Change Task Force “Meeting the Climate Challenge: Recommendations of the International Climate Change Task Force” Center for American Progress, January 2005. Available at: http://www.americanprogress.org/kf/CLIMATECHALLENGE.PDF

ICHRP “Duties sans Frontières: Human Rights and Global Social Justice” International Council on Human Rights Policy,

2003. Available at http://www.ichrp.org/files/reports/3/108_-_Economic_and_Social_Rights.pdf

Jha, Veena and Hoffman, Ulrich (eds.) “Achieving Objectives of Multilateral Environmental Agreements: A Package of Trade Measures and Positive Measures Elucidated by Results of Developing Country Case Studies” UNCTAD/ITCD/TED/6, UNCTAD 2000. Available at: http://unctad.org/en/Docs/itcdted6_en.pdf.

Kanwar, Sunil “Intellectual Property Protection and Technology Licensing: The Case of Developing Countries” 55 Journal of Law and Economics 539 No. 3 (2012).

Karachalios, Konstantinos, et. al. (eds.) “Patents and Clean Energy: Bridging the Gap between Evidence and Policy: Final report” UNEP/ EPO / ICTSD 2010.

Khan, B. Zorina “Intellectual Property and Development: Lessons from American and European History” Study paper 1a, for Commission on Intellectual Property Rights Integrating Intellectual Property Rights and Development Policy (London: Commission on Intellectual Property Rights 2002). Available at: http://www.iprcommission.org/graphic/documents.htm

Kumar, Nagesh “Intellectual Property Rights, Technology and Economic Development: Experiences of Asian Countries” Study paper 1b, for Commission on Intellectual Property Rights Integrating Intellectual Property Rights and Development Policy (London: Commission on Intellectual Property Rights 2002). Available at: http://www.iprcommission.org/graphic/documents.htm

IEA, “Tracking Clean Energy Progress: Energy Technology Perspectives 2012 excerpt as IEA input to the Clean Energy Ministerial” IEA 2012.

IEA, “IEA Implementing Agreements: Background and Framework as of 2003” IEA Paris, 2003.

Intermediate Technology Development Group “Powering Poverty Reduction” Intermediate Technology Development Group Position Paper for Renewables 2004

Bonn, 1-4 June 2004. Available at: http://practicalaction.org/docs/advocacy/powering_poverty_reduction%20.pdf

Intermediate Technology Development Group “Power to the People” Intermediate Technology Development Group Briefing Paper 2002. Available at: http://practicalaction.org/docs/advocacy/powering_poverty_reduction%20.pdf

Intermediate Technology Development Group “Sustainable Energy for Poverty Reduction: An Action Plan” Intermediate Technology Development Group 2002. Available at: http://practicalaction.org/?id=energy_action_plan

IPCC, 2011: IPCC Special Report on Renewable Energy Sources and Climate Change Mitigation. Prepared by Working Group III of the Intergovernmental Panel on Climate Change [O. Edenhofer, R. Pichs-Madruga, Y. Sokona, K. Seyboth, P. Matschoss, S. Kadner, T. Zwickel, P. Eickemeier, G. Hansen, S. Schlömer, C. von Stechow (eds)]. Cambridge University Press, Cambridge, United Kingdom and New York, NY, USA, 1075 pp

Johnson, D. Gale, “Population, Food and Knowledge” 90 The American Economic Review 1 (2000).

Kallmorgen, Jan-Friedrich “Towards a Global Green Recovery –  Supporting Green Technology Markets – Atlantic Task Force recommendations to the Policy Planning Staff of the German Federal Foreign Office” Atlantic Initiative, Berlin, 2009.

Kanwar, Sunil, “Intellectual Property Protection and Technology Transfer: Evidence from US Multinationals”  University of California San Diego Department of Economics Discussion Paper No. 2007-05, July 1, 2007. Available at: http://ssrn.com/abstract=1001128

Kaswan, Alice “Environmental Justice and Domestic Climate Change Policy” Environmental Law Reporter, May 2008

Available at: http://ssrn.com/abstract=1077675

Khor, Martin “Climate Change, Technology and Intellectual Property Rights: Context and Recent Negotiations” Research Paper 45, South Centre, April 2012.

Klein, R.J.T. et al. “Application of Environmentally Sound Technologies for Adaptation to Climate Change” FCCC/TP2006/2, UNFCCC Technical Paper May 2006. Available at: http://unfccc.int/resource/docs/2006/tp/tp02.pdf

Kundzewicz, Z.W. et. al. “Freshwater resources and their Management” in M.L. Parry et. al. (Eds.) Climate Change 2007: Impacts, Adaptation and Vulnerability. Contribution of Working Group II to the Fourth Assessment Report of the Intergovernmental Panel on Climate Change, (Cambridge: Cambridge University Press, 2007). Available at http://www.ipcc.ch/ipccreports/ar4-wg2.htm

Kurukulasuriya, Pradeep and Mendelsohn, Robert O. “Crop Selection: Adapting to Climate Change in Africa” World Bank Policy Research Working Paper No. 4307, August 2007. Available at: http://ssrn.com/abstract=1005546

Lee, Bernice et al. “Who owns our Low Carbon Future: Intellectual Property and Energy Technologies” Chatham House, September 2009.

Lefevre, Nicolas “Deploying Climate –friendly Technologies through Collaboration with Developing Countries” International Energy Agency, Information Paper, November 2005.

Lewis, J. “Technology Acquisition and Innovation in the Developing World: Wind Turbine Development in China and India” 42 St Comp Int Dev 208 (2007). Available at: http://link.springer.com/article/10.1007/s12116-007-9012-6/fulltext.html

Lindroos, Anja and Michael Mehling, “From Autonomy to Integration. International Law, Free Trade and the Environment” Vol. 7 Nordic Journal of International Law 253-273, 2008.

Lybbert, Travis “Technology Transfer for Humanitarian Use: Economic Issues and Market Segmentation Approaches” IP Strategy Today, No. 5, 2002, 17 – 25. Available at http://www.biodevelopments.org/ip/ipst5.pdf

Mallet, A., et al. “UK-India Collaboration to Identify the Barriers to the Transfer of Low Carbon Technology-Phase II Final report” (London: Department of Energy and Climate Change, UK, 2009).

Maskus, Keith E. “Encouraging International Technology Transfer” ICTSD Issue Paper No. 7, May 2004. Available at: www.iprsonline.org/unctadictsd/docs/CS_Maskus.pdf

Maskus, Keith E. “The Role of Intellectual Property Rights in Encouraging Foreign Direct Investment and Technology Transfer.” 9 Duke J. of Comp. & Int’l L. 109 (1998). Available at: http://www.law.duke.edu/shell/cite.pl?9+Duke+J.+Comp.+&+Int%27l+L.+109

Maskus, Keith E. and Jerome H. Reichman, “The Globalization of Private Knowledge Goods and the Privatization of Global Public Goods”  7 Journal of International Economic Law 279 (2004). Available at: http://ssrn.com/abstract=692902

Maskus, Keith “Differentiated Intellectual Property Regimes for Environmental and Climate Technologies”, OECD Environment Working Papers, No. 17, OECD Publishing 2010.

McGray, Heather, et al. Weathering the Storm: Options for Framing Adaptation and

Development World Resources Institute, 2007. Available at: http://www.wri.org/publication/weathering-the-storm

Metz et al., “Methodological and Technological Issues in Technology Transfer” A Special Report of the Intergovernmental Panel on Climate Change, July 2000. Available at:

Misati, Evans and Kyoshi Adachi, “The Research and Experimentation Exceptions in Patent Law:  Jurisdictional Variations and the WIPO Development Agenda” UNCTAD- ICTSD Project on IPRs and Sustainable Development, Policy Brief Number 7, March 2010.

Moon, Suerie “Does TRIPS Art. 66.2 Encourage Technology Transfer to the LDCS?: An Analysis of Country Submissions to the TRIPS Council (1999-2007)” Presentation at Workshop on “Encouraging Technology Transfer to LDCs: Towards a more effective implementation of TRIPS Article 66.2” Organized by ICTSD and UNCTAD, 16 June 2008, Palais des Nations, Geneva, Switzerland. Available at: http://www.iprsonline.org/ictsd/Dialogues/2008-06-16/2008-06-16_doc.htm

Multilateral Fund Secretariat “Indicative List of of Categories of Incremental Costs” Annex IX.3 to “Multilateral Fund for the Implementation of the Montreal Protocol: Policies, Procedures, Guidelines and Criteria” April 2011, UNEP, available at: http://www.multilateralfund.org/Our%20Work/policy/Shared%20Documents/Policy63.pdf

Mytelka, Lynn “Technology Transfer Issues in Environmental Goods and Services” ICTSD Trade and Environment Issue Paper No. 6, April 2007. Available at: http://www.ictsd.org/pubs/ictsd_series/env/2007-04-L.Mytelka.pdf

Nicholson, Michael W. “Intellectual Property Rights, Internalization, and Technology Transfer” Federal Trade Commission Bureau of Economics Working Paper No. 250, July 2002. Available at: http://ssrn.com/abstract=393661

Ockwell, D., et al. “UK-India Collaboration to Identify the Barriers to the Transfer of Low Carbon Technology-Final report” (London: the Department of Environment, Food and Rural Affairs, U.K., 2007)

Ockwell, D. et al. “Enhancing Developing Country Access to Eco-Innovation: The Case of Technology Transfer and Climate Change in a Post-2012 Policy Framework”, OECD Environment Working Papers, No. 12, OECD Publishing 2010.

OECD (2010), “Transfer of environmental technologies”, in Measuring Globalisation: OECD Economic Globalisation Indicators 2010, OECD Publishing.

http://dx.doi.org/10.1787/9789264084360-60-en

OHCHR “Report of the United Nations High Commissioner for Human Rights on the scope and content of the relevant human rights obligations related to equitable access to safe drinking water and sanitation under international human rights instruments” A/HRC/6/3, August 2007. Available at: http://www2.ohchr.org/english/issues/water/index.htm

Oliva, Maria Julia “Climate Change, Technology Transfer, and Intellectual Property Rights” DRAFT, International Centre for Trade and Sustainable Development (ICTSD) Background Paper, Trade and Climate Change Seminar, Copenhagen, Denmark, June 2008. Available at: http://www.cop15.dk/NR/rdonlyres/32BFE6BB-8B93-4152-A370-0B886B61EAD2/0/ClimateChangeTechnologyTransferandIntellectualPropertyRights.pdf

Oxfam “Adapting to Climate Change: What’s Needed in Poor Countries, and Who Should Pay” Oxfam Briefing Paper 104, May 29, 2007. Available at: http://www.oxfam.org.uk/resources/policy/climate_change/bp104_climate_change.html

Park, Walter G., “International patent protection: 1960–2005,” Research Policy 37: 761–766 (2008).

Park, W. G. and D. Lippoldt, “Technology Transfer and the Economic Implications of the Strengthening of Intellectual Property Rights in Developing Countries”, OECD Trade Policy Papers, No. 62, OECD Publishing, 2008.

http://dx.doi.org/10.1787/244764462745

Perez Pugatch, M.  “The Role of Intellectual Property Rights in the Transfer of Environmentally Sound Technologies” Global Challenges Report, WIPO, 2011. Available at: www.wipo.int/globalchallenges

Philibert, Cedric and Jacek Podkanski “International Energy Technology Collaboration and Climate Change Mitigation – Case Study 4: Clean Coal Technologies” COM/ENV/EPOC/IEA/SLT(2005)4, IEA, Paris, 2005.

Philibert, Cedric “International Technology Collaboration and Climate Change Mitigation – Case Study 1:  Concentrating Solar Power Technologies” COM/ENV/EPOC/IEA/SLT(2004)8, IEA, Paris, 2004.

Pogge, Thomas “Poverty and Human Rights” Paper Presentation at Independent Expert on Human Rights and Extreme Poverty – Expert Seminar: Extreme Poverty and Human Rights, United Nations, Geneva 23-24 February 2007. Available at: http://www2.ohchr.org/english/issues/poverty/expert/docs/Thomas_Pogge_Summary.pdf

Posner, Eric A. and Sunstein, Cass R. “Climate Change Justice” University of Chicago Law & Economics, Olin Working Paper No. 354, August 2007.

Available at: http://ssrn.com/abstract=1008958

Practical Action “Climate Change and the Challenge of Energy Poverty” Practical Action Policy Briefing. Available at: http://practicalaction.org/docs/advocacy/Climate%20change%20briefing%202%20-%20energy.pdf

Practical Action “Poverty, Justice and Climate Change” Practical Action Policy Briefing. Available at: http://practicalaction.org/docs/advocacy/Climate%20change%20briefing%201%20-%20poverty,%20justice%20and%20climate%20change.pdf

Primo Braga, C. A. and C. Fink “International Transactions in Intellectual Property And Developing Countries” International Journal of Technology Management Volume 19, Number 1: pp35-56, (2000).

Qiu, Larry D. “Multilateral Environmental Agreements and Environmental Technology Transfer” Hong Kong Univ. Science & Technology Working Paper, December 2001. Available at: http://ssrn.com/abstract=298303

Rübbelke, Dirk T.G. and Mukherjee, Vivekanandan “Global Climate Change, Technology Transfer and Trade with Complete Specialization” FEEM Working Paper No. 114.06, September 2006. Available at: http://ssrn.com/abstract=929058

Saggi, Kamal, “Trade, Foreign Direct Investment, and International Technology Transfer: A Survey” World Bank Policy Research Working Paper 2349, May 2000.

Sarma, K. Madhava “Montreal Protocol as Model for Technology Transfer Mechanism for Climate” Institute for Global Sustainable Development, March 2008. Available at: http://www.igsd.org/docs/SarmaTT%2024Mar08.pdf

Schabas, William A. “Study of the Right to Enjoy the Benefits of Scientific and Technological Progress and Its Applications,” in Donders Y. and Volodin V. (eds) Human Rights in Education, Science and Culture: Legal Developments and Challenges UNESCO, 2007.

Schneider, S.H. et al., “Assessing key vulnerabilities and the risk from climate change”, in M.L. Parry et. al. (Eds.) Climate Change 2007: Impacts, Adaptation and Vulnerability. Contribution of Working Group II to the Fourth Assessment Report of the Intergovernmental Panel on Climate Change, (Cambridge: Cambridge University Press, 2007). Available at http://www.ipcc.ch/ipccreports/ar4-wg2.htm

Seres, S. et. al. “Analysis of technology transfer in CDM projects: An update.” 37 Energy Policy 4919 (2009)  

Simms, Andrew et al. “Up In Smoke: Threats from, and Responses to, the Impact of Global Warming on Human Development” The Working Group on Climate Change and Development 2004. Available at http://www.iied.org/pubs/display.php?o=9512IIED

Sinden, Amy, “Climate Change and Human Rights” Temple University Legal Studies Research Paper No. 2008-49, March 2008 (Journal of Land, Resources & Environmental Law (Forthcoming 2008)). Available at: http://ssrn.com/abstract=984266

Sinden, Amy “The Power of Rights: Imposing Human Rights Duties on Transnational Corporations for Environmental Harms” Temple University Legal Studies Research Paper No. 2006-22, November 2007. Available at: http://ssrn.com/abstract=925679.

So A., et al. “Is Bayh-Dole good for developing countries? Lessons from the US Experience” 6(10) PLoS Biol e262 (2008).

Strong, Aaron et. al. “Climate Science 2009–2010: Major New Discoveries” WRI Issue Brief, World Resources Institute (2011).

Sunstein, Cass R. “Of Montreal and Kyoto: A Tale of Two Protocols” Harvard Environmental Law Review Volume 31 No.1, pp 1-65 (2007). Available at http://www.law.harvard.edu/students/orgs/elr/vol31_1/sunstein.pdf

Teske, Sven et al. “Energy [r]evolution: A Sustainable World Outlook”, Greenpeace International and European Renewable Energy Council 2007. Available at: http://www.greenpeace.org/international/campaigns/climate-change

Tol, Richard S.J., Wietze, Lise and van der Zwaan, Bob, “Technology Diffusion and the Stability of Climate Coalitions” (February 2000). FEEM Working Paper No. 20.2000. Available at: http://ssrn.com/abstract=229260

UNCTAD “Transfer of Technology for Successful Integration into the Global Economy” UNCTAD/ITE/IPC/2003/6, UNCTAD 2003. Available at: http://www.unctad.org/en/docs//iteipc20036_en.pdf

UNCTAD “Compendium of International Arrangements on Transfer of Technology : Selected Instruments – Relevant Provisions in Selected International Arrangements Pertaining to Transfer of Technology” UNCTAD/ITE/IPC/Misc.5, UNCTAD 2001. Available at http://www.unctad.org/en/docs//psiteipcm5.en.pdf

UN Sub-Commission on the Promotion and Protection of Human Rights “U.N. Norms on the Responsibilities of Transnational Corporations and Other Business Enterprises with Regard to Human Rights” U.N. Doc. E/CN.4/Sub.2/2003/12/Rev.2, 2003. Available at: http://www1.umn.edu/humanrts/links/norms-Aug2003.html

UNFCCC “Development and Transfer of Technologies: Technology and Technology Information Needs arising from the Survey of Developing Country Parties” UN Doc. FCCC/SBSTA/1998/INF.5, UNFCCC, May 1998. Available at: http://unfccc.int/cop5/resource/docs/1998/sbsta/inf05.pdf

UNFCCC “United Nations Framework Convention on Climate Change: Status of Ratification” UNFCCC 2007. Available at: http://unfccc.int/files/essential_background/convention/status_of_ratification/application/pdf/unfccc_conv_rat.pdf

UNFCCC “Uniting on Climate: A Guide to the Climate Change Convention and the Kyoto Protocol” UNFCCC November 2007. Available at: http://unfccc.int/essential_background/background_publications_htmlpdf/items/2625.php

UNFCCC “The Contribution of the Clean Development Mechanism under the Kyoto Protocol to Technology Transfer” UNFCCC 2010. Available at: https://cdm.unfccc.int/about/CDM_TT/index.html

UNFCCC “Synthesis Report on Technology Needs Identified by Parties not included in Annex I to the Convention: Note by the Secretariat” U.N. Doc. FCCC/SBSTA/2006/INF.1, 21 April 2006. Available at: http://unfccc.int/resource/docs/2006/sbsta/eng/inf01.pdf

UNFCCC “Report on the review and assessment of the effectiveness of the implementation of Article 4, paragraphs 1(c) and 5 of the Convention” SUBSIDIARY BODY FOR IMPLEMENTATION, Thirty-second session, Bonn, 31 May to 9 June, FCCC/SBI/2010/INF.4. Available at:  http://unfccc.int/resource/docs/2010/sbi/eng/inf04.pdf

Van  Asselt, Harro et al., “Global Climate Change and the Fragmentation of International Law” Law & Policy, Vol. 30, No. 4, October 2008.

Veldhoen, Steven et al. “Innovation: China’s Next Advantage – 2012 China Innovation Survey” A Benelux Chamber of Commerce, China Europe International Business School (CEIBS),

Wenzhou Chamber of Commerce and Booz & Company Joint Report, 2012.

Wara, Michael “Measuring the CDM’s Performance and Potential” Stanford University Program on Energy and Sustainable Development Working Paper #56, July 2006. Available at:  http://iis-db.stanford.edu/pubs/21211/Wara_CDM.pdf

Wellington, Fred et al. “Scaling Up: Global Technology Deployment to Stabilize Emissions” World Resources Institute, April 2007. Available at http://www.wri.org/publication/scaling-up

Wheeler, David and Ummel, Kevin “Another Inconvenient Truth: A Carbon-Intensive South Faces Environmental Disaster, No Matter What the North Does” Center for Global Development Working Paper 134, December 3, 2007.

Available at SSRN: http://ssrn.com/abstract=1101471

World Bank “Warming up to Trade? Harnessing International Trade to Support Climate Change Objectives” World Bank, June 2007. Available at: http://www-wds.worldbank.org/external/default/WDSContentServer/WDSP/IB/2007/07/05/000310607_20070705152626/Rendered/PDF/402170REVISED01and1Climate01PUBLIC1.pdf

World Wildlife Fund “Technology and Climate Change” World Wildlife Fund Background Briefing Paper June 2006. Available at http://assets.panda.org/downloads/g8technologybrief_final_2006_1.pdf

Yu, Peter K., “Reconceptualizing Intellectual Property Interests in a Human Rights Framework,” University of California Davis Law Review Volume 40, No.3  pp 1039-1149 (2007). Available at: http://lawreview.law.ucdavis.edu/issues/Vol40/Issue3/DavisVol40No3_Yu.pdf

Yu, Peter K. “The Objectives and the Principles of the TRIPS Agreement” 46 Hous. L. Rev. 979 (2009).

Decisions of International Treaty Bodies

UNFCCC

Report of the Conference of the Parties on its Ninth Session, held at Milan From 1 to 12 December 2003, FCCC/CP/2003/6/Add.1 (2004)

Report of the Conference of the Parties on its thirteenth session, held in Bali from 3 to 15 December 2007. Addendum. Part Two: Action taken by the Conference of the Parties at its thirteenth session.” FCCC/CP/2007/6/Add.1 (2008)

Report of the Conference of the Parties on its fourteenth session, held in Poznan from 1 to 12 December 2008 – Addendum, FCCC/CP/2008/7/Add.1 (2009).

Report of the Ad Hoc Working Group on Long-term Cooperative Action under the Convention on its eighth session, held in Copenhagen from 7 to 15 December 2009, FCCC/AWGLCA/2009/17 (2010). Available at: http://unfccc.int/resource/docs/2009/awglca8/eng/17.pdf

Report of the Conference of the Parties on its fifteenth session, held in Copenhagen from 7 to 19 December 2009 – Addendum Part Two: Action taken by the Conference of the Parties at its fifteenth session, FCCC/CP/2009/11/Add.1 (2010). Available at: http://unfccc.int/resource/docs/2009/cop15/eng/11a01.pdf

Ad Hoc Working Group on Long-term Cooperative Action under the Convention – Twelfth session, Tianjin, 4–9 October 2010, Item X of the provisional agenda – Negotiating text, FCCC/AWGLCA/2010/14 (2010).

Decision 1/CP.16, The Cancun Agreements: Outcome of the work of the Ad Hoc Working Group on Long-term Cooperative Action under the Convention FCCC/CP/2010/7/Add.1 (2011). Available at: http://unfccc.int/resource/docs/2010/cop16/eng/07a01.pdf#page=2

Report of the Ad Hoc Working Group on Long-term Cooperative Action under the Convention on the first and second parts of its fourteenth session, held in Bangkok from 5 to 8 April 2011, and Bonn from 7 to 17 June 2011 FCCC/AWGLCA/2011/9 (2011).

Report of the Ad Hoc Working Group on Long-term Cooperative Action under the Convention on the third and fourth parts of its fourteenth session, held in Panama City from 1 to 7 October 2011, and Durban from 29 November to 10 December 2011, FCCC/AWGLCA/2011/14 (2011).

Outcome of the work of the Ad Hoc Working Group on Long-term Cooperative Action under the Convention to be presented to the Conference of the Parties for adoption at its seventeenth session – Draft conclusions proposed by the Chair, FCCC/AWGLCA/2011/L.4 (2011). Available at: http://unfccc.int/resource/docs/2011/awglca14/eng/l04.pdf.

Work undertaken in the informal groups in the preparation of a comprehensive and balanced outcome to be presented to the Conference of the Parties for adoption at its seventeenth session – Note by the Chair, FCCC/AWGLCA/2011/CRP.39 (2011). Available at: http://unfccc.int/resource/docs/2011/awglca14/eng/crp39.pdf.

Decision 1/CP.17, Establishment of an Ad Hoc Working Group on the Durban Platform for Enhanced Action, in Report of the Conference of the Parties on its seventeenth session, held in Durban from 28 November to11 December 2011 – Addendum Part Two: Action taken by the Conference of the Parties at its seventeenth session, FCCC/CP/2011/9/Add.1 (2012). Available at: http://unfccc.int/resource/docs/2011/cop17/eng/09a01.pdf

Decision 2/CP.17, Outcome of the work of the Ad Hoc Working Group on Long-term

Cooperative Action under the Convention, in Report of the Conference of the Parties on its seventeenth session, held in Durban from 28 November to11 December 2011 – Addendum Part Two: Action taken by the Conference of the Parties at its seventeenth session, FCCC/CP/2011/9/Add.1 (2012). Available at: http://unfccc.int/resource/docs/2011/cop17/eng/09a01.pdf

Decision 3/CP.17, Launching the Green Climate Fund, in Report of the Conference of the Parties on its seventeenth session, held in Durban from 28 November to11 December 2011 – Addendum Part Two: Action taken by the Conference of the Parties at its seventeenth session, FCCC/CP/2011/9/Add.1 (2012). Available at: http://unfccc.int/resource/docs/2011/cop17/eng/09a01.pdf

Decision 4/CP.17, Technology Executive Committee – modalities and procedures, in Report of the Conference of the Parties on its seventeenth session, held in Durban from 28 November to11 December 2011 – Addendum Part Two: Action taken by the Conference of the Parties at its seventeenth session, FCCC/CP/2011/9/Add.1 (2012). Available at: http://unfccc.int/resource/docs/2011/cop17/eng/09a01.pdf

Decision 5/CP.17, National adaptation plans, in Report of the Conference of the Parties on its seventeenth session, held in Durban from 28 November to11 December 2011 – Addendum Part Two: Action taken by the Conference of the Parties at its seventeenth session, FCCC/CP/2011/9/Add.1 (2012). Available at: http://unfccc.int/resource/docs/2011/cop17/eng/09a01.pdf

WTO

Ministerial Declaration, Ministerial Conference, Fourth Session Doha, 9 – 14 November 2001, WT/MIN(01)/DEC/1, 20 November 2001.

Extension of the Transition Period under Article 66.1 for Least-Developed Country Members: Decision of the Council for TRIPS of 29 November 2005, IP/C/40, November 2005.

Extension of the Transition Period under Article 66.1 of The TRIPS Agreement for Least-Developed Country Members for Certain Obligations with respect to Pharmaceutical Products: Decision of the Council for TRIPS of 27 June 2002, IP/C/25, June 2005.

Legislative texts and treaties

UNFCCC

Kyoto Protocol to the United Nations Framework Convention on Climate Change (Kyoto Protocol), Kyoto, 10 December 1997, in force 16 February 2005, 2303 United Nations Treaty Series (2004) 148.

United Nations Framework Convention on Climate Change (UNFCCC), New York, 9 May 1992, in force 21 March 1994, 1771 United Nations Treaty Series 107

WTO

Marrakesh Agreement establishing the World Trade Organization (WTO Agreement), Marrakesh, 15 April 1994, in force 1 January 1995, 1867 United Nations Treaty Series (1995) 4.

Agreement of Trade-related Aspects of Intellectual property (TRIPS Agreement), Annex 1C to  the Marrakesh Agreement establishing the World Trade Organization (WTO Agreement), Marrakesh, 15 April 1994, in force 1 January 1995, 1867 United Nations Treaty Series (1995) 4.

Other

Convention on Biological Diversity, 5 June 1992, United Nations Treaty Series, vol. 1760, p. 79.

Rio Declaration on Environment and Development, in Report of the United Nations Conference on Environment and Development, UN Doc. A/CONF.151/26 (Vol. I), 12 August 1992, Annex I.

Stockholm Declaration on the Human Environment, in Report of the United Nations Conference on the Human Environment, UN Doc.A/CONF.48/14, at 2 and Corr.1 (1972)